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Data protection in the area of research activities

Processing of personal data undertaken by the Research and Transfer Division

A current research information system is being implemented at HHU at the moment. You can find the current data protection notes for the upcoming pilot phase of the current research information system here.

D4 uses the ZenForms system (web-based form application) for the administration of the Strategic Research Fund (SFF). You can find the data protection information for ZenForms here.

Inventors are treated as business partners of HHU and your personal data are processed within the framework of financial administration at HHU. This includes, among other things, a comparison with EU and US sanctions lists. You can find more information here.

Processing of personal data not collected from data subjects themselves

In addition to personal data collected directly from data subjects, Division 4 – Research and Transfer also processes personal data from external sources. The list below provides information on data sources, the types of data and the purposes for which the data are processed. Descriptions of the purpose categories can be found below the table.

Data source Data category Purposes of data processing (categories)
DFG Gepris (projects funded by the German Research Foundation) Personal data; projects Research management; intellectual property rights management; good research practice; information management and research reporting

DFG university report (German Research Foundation list of third-party funded projects at HHU)

Provided in Excel and PDF format on an annual basis, not publicly accessible

Personal data; projects; public corporations Research management; good research practice; information management and research reporting
EU CORDIS – EU research results (EU project database) Personal data; projects; publications; public corporations/cooperation partners Research management; good research practice; information management and research reporting
Clarivate Web of Science (publication database) Personal data; publications; public corporations Research management; good research practice; information management and research reporting
Lens.org (database of patents and research results) Personal data; publications; patents; public corporations Research management; intellectual property rights management; good research practice; information management and research reporting
Crossref (publication database) Personal data; publications Research management; good research practice; information management and research reporting
Elsevier Scopus (publication database) Personal data; publications Research management; good research practice; information management and research reporting
German National Library Integrated Authority Files (and connected services) Personal data; publications; congresses; public corporations Research management; good research practice; information management and research reporting
OpenAIRE (EU search engine for publications and projects) Personal data; publications; projects; public corporations Research management; good research practice; information management and research reporting
OpenAlex (publication database) Personal data; publications; public corporations Research management; good research practice; information management and research reporting
PubMed (publication database) Personal data; publications Research management; good research practice; information management and research reporting
Volkswagen Foundation (project database) Personal data; projects Research management; good research practice; information management and research reporting
PROkoll (PROvendis database)
Not publicly accessible
Personal data; patents; project data Research management; intellectual property rights management; good research practice; information management and research reporting
Description of the purpose categories
  • Research management: Realisation of research and transfer projects financed via external funding or the HHU Strategic Research Fund (SFF)
  • Intellectual property rights management: Administration of inventions, patents and other intellectual property rights
  • Good research practice: Anonymous data as information to the Rectorate within the framework of structured reporting to ensure good research practice; in the case of substantiated suspicion, personal data may be processed
  • Information management and research reporting: Fulfilment of reporting, information and documentation obligations and quality assurance activities at HHU in the area of research and transfer